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Job Details

Compliance Analyst
  • Job ID#: 302
  • Location: Montreal, QC
  • Schedule: Full-time
  • Employment Type: Temporary


With close to 750 employees, Fiera Capital Corporation, a leading independent asset management firm, is rapidly acquiring a global presence and reputation. With $143 billion in assets under management (In Canadian dollars, as of September 30th, 2018), the firm offers institutional, private wealth and retail markets full-service, integrated portfolio-management solutions that span a broad array of traditional and alternative asset classes.

Headquartered in Montreal, Fiera Capital also has offices in Toronto, Calgary, Vancouver and Halifax, as well as New York, Boston, Los Angeles and Dayton (Ohio) in the United States, London in the United Kingdom, Isle of Man and Frankfurt, Germany.

Fiera Capital trades under the ticker FSZ on the Toronto Stock Exchange.

POSITION SUMMARY
:

Under the supervision of the Senior Counsellor, Compliance, the analyst supports the compliance team in the various responsibilities handled by the team.  The analyst is thorough and demonstrates strong technical skills in administration and file tracking.  

KEY RESPONSIBILITIES

As part of your duties, you will be assigned the following responsibilities:

  • Take part in the personal transaction monitoring process and carry out the tasks and follow-ups required under the compliance programs with respect to the Code of Conduct and the Personal Trading Policy;

  • Maintain and execute the compliance processes for new employee onboarding, changes and departures;

  • Follow up with employees when there is missing information and answer their questions concerning the compliance programs as it relates to the Code of Conduct and the Personal Trading Policy;

  • Provide support for administrative tasks.

EDUCATION/ACCREDITATION:

  • Diploma of College Studies (e.g., DEC in administration);

  • Canadian Securities Course (CSC) or other securities industry or portfolio management courses are an asset. 

EXPERIENCE AND SPECIFIC SKILLS

  • At least 3 years of experience in a support role;

  • Experience in the financial field an asset;

  • Experience in administrative support;

  • Thoroughness and extreme attention to detail;

  • Organizational skills and capacity to manage several deadlines and projects at once;

  • Excellent interpersonal skills;

  • Autonomous and able to work efficiently as part of a team;

  • Excellent knowledge of the Microsoft Office suite (Word, Outlook, PowerPoint and Excel);

  • Proficiency in French and English (spoken and written).

    Fiera Capital is an equal opportunity employer. Our people are the most valuable asset we have and it is our mission to build an inclusive and equitable environment where everyone can reach their true potential.  

    Fiera Capital will not tolerate discrimination or harassment. All aspects of employment including the decision to hire or promote, will be based on merit, competence, performance, and business needs. We welcome applications from qualified individuals from all backgrounds.

    Persons with disabilities who need accommodation in the application process, or those needing job postings in an alternative format, may e-mail a request to talent@fieracapital.com.

    We thank all applicants for showing an interest in a career with Fiera Capital. Only those selected for an interview will be contacted.